主动式RIS与 DF中继协作MIMO混合系统的可达速率分析与优化
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南京邮电大学通信与信息工程学院

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江苏省高等学校自然科学研究项目(20KJB510034)


Achievable rate analysis and optimization of the active RIS and DF relay cooperative MIMO hybrid system
Author:
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College of Telecommunications and Information Engineering,Nanjing University of Posts and Telecommunications

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    摘要:

    可重构智能超表面(Reconfigurable Intelligent Surfaces, RIS)可智能调控无线信道,为系统提供辅助传输路径;然而,由于被动式RIS(Passive RIS, PRIS)的“乘性衰落”效应,使得现有的PRIS混合协作系统只能在直达链路弱场景下实现有限的容量增益。本文通过引入主动式RIS(Active RIS, ARIS)技术来克服“乘性衰落”,鉴于ARIS 灵活的有源波束形成与信号调控、整体功耗仍然较低、成本相对可控等优点,以及传统中继的稳定可靠性、已广泛部署等特点,针对ARIS与中继的混合系统展开研究,建立ARIS与解码转发(Decode-and-Forward, DF)中继协作多输入多输出(Multiple-Input Multiple-Output, MIMO)混合系统;为最大化系统可达速率,构建了信源发射波束形成矩阵、中继发射波束形成矩阵和ARIS有源波束形成矩阵的联合优化问题模型,并提出一种基于交替优化(Alternating Optimization, AO)和分式规划(Fractional Programming, FP)的联合优化算法,将原始的联合优化问题解耦成多个标准的二次约束二次规划(Quadratically Constrained Quadratic Programming, QCQP)问题,最后采用拉格朗日乘子法进行求解。仿真结果表明,所提系统性能明显优于基准方案,且随着RIS反射单元数目增加,优势更明显。

    Abstract:

    Reconfigurable Intelligent Surfaces (RIS) can intelligently manipulate wireless channels to provide auxiliary transmission paths for communication systems. However, due to the "multiplicative fading" effect inherent in passive RIS (PRIS), existing PRIS-assisted hybrid cooperative systems can only achieve limited capacity gains in scenarios with weak direct links. To overcome this limitation, this paper introduces active RIS (ARIS) technology, leveraging its advantages such as flexible active beamforming and signal control, relatively low overall power consumption, and cost-effectiveness. Considering the stable reliability and widespread deployment of traditional relays, we investigate a hybrid system integrating ARIS with decode-and-forward (DF) relay in a multiple-input multiple-output (MIMO) framework. To maximize the system’s achievable rate, we formulate a joint optimization problem involving the source transmit beamforming matrix, relay transmit beamforming matrix, and ARIS active beamforming matrix. A joint optimization algorithm based on alternating optimization (AO) and fractional programming (FP) is proposed, decoupling the original problem into multiple standard quadratically constrained quadratic programming (QCQP) subproblems, which are then solved using the Lagrangian multiplier method. Simulation results demonstrate that the proposed system significantly outperforms benchmark schemes, with performance advantages becoming more pronounced as the number of RIS reflective elements increases.

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崔博宇,张顺外.主动式RIS与 DF中继协作MIMO混合系统的可达速率分析与优化[J].南京信息工程大学学报,,():

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  • 收稿日期:2025-01-05
  • 最后修改日期:2025-03-06
  • 录用日期:2025-03-06

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